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Community Corner

NYU Stern Hedge Fund Panel & Networking

NYU Stern invites you to join us atop of The Ritz Carlton for a discussion panel focused on the Hedge Fund industry.  Registration is recommended.  To register, please go to:  http://sternalumni.nyu.edu/s/1068/GroupBus/3col.aspx?sid=1068&gid=2&pgid=7233&cid=11713&ecid=11713&c...

Speakers:

Moderator - Professor Stephen BrownDavid S. Loeb Chair of Finance at New York University Stern School of Business. His primary research areas of interest include hedge funds, mutual funds, Japanese equity markets, empirical finance, asset allocation and investment management. Professor Brown has written five books and published numerous articles.

Paul J. Marino – Principal, Marino & Associates P.C., boutique financial services and corporate law firm in Westchester County.  Paul concentrates his practice on the transactional and corporate areas of law and advises clients on a wide array of matters including hedge fund formation, creating structured finance products, effecting mergers and acquisitions and private placements, assisting in regulatory and compliance matters for investment managers and assisting in corporate governance.

Christopher Rose – Director, KPMG Advisory group (Hedge Fund Operations, Technology and Risk Management). Christopher specializes in transformation initiatives for the alternative asset management industry with deep expertise across all aspects of the fund management space, from legal structuring through risk management and operations to liquidation. Member of global Alternative Investment Fund Managers Directive team with leadership role in transparency and impact on US managers of alternative investment funds marketed in the EU.

Dan Reid – Director, KPMG Financial Services Regulatory practice. Dan has extensive experience researching, interpreting and applying the federal securities laws and regulations, state and foreign financial laws and regulations, and accepted industry better-practices to the compliance demands of a variety of asset managers.  He has worked in securities litigation at both the Securities and Exchange Commission (SEC) and a private law firm and as a financial analyst in the corporate, commercial and investment banking fields.

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